Publications

    Fung, Archon, Arne Westad, and David Moss, ed. Forthcoming. When Democracy Breaks: Studies in Democratic Erosion and Collapse, From Ancient Athens to the Present Day. Oxford University Press. Download Chapters Abstract

    Archon Fung, Arne Westad, and David Moss

    Democracy is often described in two opposite ways, as either wonderfully resilient or dangerously fragile. Curiously, both characterizations can be correct, depending on the context. When Democracy Breaks aims to deepen our understanding of what separates democratic resilience from democratic fragility by focusing on the latter. The volume’s collaborators—experts in the history and politics of the societies covered in their chapters—explore eleven episodes of democratic breakdown, ranging from ancient Athens to Weimar Germany to present-day Turkey, Russia, and Venezuela. Strikingly, in every case, various forms of democratic erosion long preceded the final democratic breakdown.  Although no single causal factor emerges as decisive, linking together all of the episodes, some important commonalities (including extreme political polarization, explicitly anti-democratic political actors, and significant political violence) stand out across the cases. Moreover, the notion of democratic culture, while admittedly difficult to define and even more difficult to measure, may play a role in all of them.

    Throughout the volume, we see again and again that the written rules of democracy are insufficient to protect against tyranny. They are mere “parchment barriers,” as James Madison once put it, unless embedded within a strong culture of democracy, which itself embraces and gives life not only to the written rules themselves but to the essential democratic values that underlie them.

     

    Defending Democracy in an Age of Sharp Power
    Dobson, William J, Tarek Masoud, and Christopher Walker. 2023. Defending Democracy in an Age of Sharp Power. John Hopkins University Press. Publisher's Version Abstract

     William J. Dobson, Tarek Masoud, and Christopher Walker; July 2023 

    The world's dictators are no longer content with shoring up control over their own populations—they are now exploiting the openness of the free world to spread disinformation, sow discord, and suppress dissent. In Defending Democracy in an Age of Sharp Power, editors William J. Dobson, Tarek Masoud, and Christopher Walker bring together leading analysts to explain how the world's authoritarians are attempting to erode the pillars of democratic societies—and what we can do about it.

    Popular media, entertainment industries, universities, the tech world, and even critical political institutions are being manipulated by dictators who advance their regimes' interests by weakening democracies from within. Autocrats' use of "sharp power" constitutes one of the gravest threats to liberal, representative government today. The optimistic, early twenty-first-century narrative of how globalization, the spread of the internet, and the rise of social media would lead to liberalization everywhere is now giving way to the realization that these same forces provide inroads to those wishing to snuff out democracy at the source. And while autocrats can do much to wall their societies off from democratic and liberal influences, free societies have not yet fully grasped how they can resist the threat of sharp power while preserving their fundamental openness and freedom.

    Far from offering a counsel of despair, the international contributors in this collection identify the considerable resources that democracy provides for blunting sharp power's edge. With careful case studies of successful resistance efforts in such countries as Australia, the Czech Republic, and Taiwan, this book offers an urgent message for anyone concerned with the defense of democracy in the twenty-first century.

    Contributors: Ketty W. Chen, Sarah Cook, William J. Dobson, John Fitzgerald, Martin Hála, Samantha Hoffman, Aynne Kokas, Edward Lucas, Tarek Masoud, Nadège Rolland, Ruslan Stefanov, Glenn Tiffert, Martin Vladimirov, Christopher Walker

    Institutional Change and Adaptive Efficiency: A Study of China's Hukou System Evolution

    Tony Saich and Kunling Zhang, December 2023


    Since the 1990s, neo-institutionalists have posited that "institutions matter". However, they overlook one important issue: the ways institutions change also matters. Numerous academic studies have identified "good" and "bad" institutions, but little has been written about effective methods of transforming "bad" institutions so that they enhance economic performance. To fill this gap, this book reframes the approach of neo-institutional economics to analyze institutions' role and evolution, focusing on the interaction between the household registration (hukou) system evolution and economic transformation.

    The authors apply an endogenous and dynamic perspective. First, the theory of endogenous institutional change illustrates how the drivers of hukou system evolution differ in the pre-reform and reform eras. Second, the theory of adaptive efficiency evaluates the evolution of the system's institutional efficiency. Finally, the authors were able to test the impact of the hukou reform on urban economic growth by examining local experimentation, helping explain the current "stickiness" of the system.

    At the heart of hukou reform lies the question of how to deal with the link between hukou and welfare provision. This book will offer policymakers a better understanding of institutional change in dynamic economic contexts, helping them enhance economic performance.

    Read the introduction
    Vietnam: Navigating a Rapidly Changing Economy, Society, and Political Order
    Perkins, Dwight, and Borje Ljunggren, ed. 2023. Vietnam: Navigating a Rapidly Changing Economy, Society, and Political Order. Cambridge: Harvard University Press. Learn more on the publisher's site Abstract

    Börje Ljunggren and Dwight Perkins, June 2023 

    In the late 1980s, most of the world still associated Vietnam with resistance and war, hardship, refugees, and a mismanaged planned economy. During the 1990s, by contrast, major countries began to see Vietnam as both a potential partner and a strategically significant actor—particularly in the competition between the United States and an emerging China—and international investors began to see Vietnam as a land of opportunity.

    Vietnam remains a Leninist party-state ruled by the Communist Party of Vietnam that has reconciled the supposedly irreconcilable: a one-party system and a market-based economy linked to global value chains. For the Party stability is crucial and, recently, increasing economic openness has been combined with growing political control and repression.

    This book, undertaken by scholars from Vietnam, North America, and Europe, focuses on how the country’s governance shapes its politics, economy, social development, and relations with the outside world, as well as on the reforms required if Vietnam is to become a sustainable and modern high-income nation in the coming decades.

    Despite the challenges, including systemic ones, the authors remain optimistic about Vietnam’s future, noting the evident vitality of a determined society.

    Read the introduction 
    A Hacker's Mind: How the Powerful Bend Society's Rules, and How to Bend them Back

    Bruce Schneier, February 2023 

    It’s not just computers—hacking is everywhere.

    Legendary cybersecurity expert and New York Times best-selling author Bruce Schneier reveals how using a hacker’s mindset can change how you think about your life and the world.

    A hack is any means of subverting a system’s rules in unintended ways. The tax code isn’t computer code, but a series of complex formulas. It has vulnerabilities; we call them “loopholes.” We call exploits “tax avoidance strategies.” And there is an entire industry of “black hat” hackers intent on finding exploitable loopholes in the tax code. We call them accountants and tax attorneys.

    In A Hacker’s Mind, Bruce Schneier takes hacking out of the world of computing and uses it to analyze the systems that underpin our society: from tax laws to financial markets to politics. He reveals an array of powerful actors whose hacks bend our economic, political, and legal systems to their advantage, at the expense of everyone else.

    Once you learn how to notice hacks, you’ll start seeing them everywhere—and you’ll never look at the world the same way again. Almost all systems have loopholes, and this is by design. Because if you can take advantage of them, the rules no longer apply to you.

    Unchecked, these hacks threaten to upend our financial markets, weaken our democracy, and even affect the way we think. And when artificial intelligence starts thinking like a hacker—at inhuman speed and scale—the results could be catastrophic.

    But for those who would don the “white hat,” we can understand the hacking mindset and rebuild our economic, political, and legal systems to counter those who would exploit our society. And we can harness artificial intelligence to improve existing systems, predict and defend against hacks, and realize a more equitable world.

    In Praise of Skepticism: Trust but Verify

    Pippa Norris, September 2022 

    A culture of trust is usually claimed to have many public benefits--by lubricating markets, managing organizations, legitimating governments, and facilitating collective action. Any signs of its decline are, and should be, a matter of serious concern. Yet, In Praise of Skepticism recognizes that trust has two faces. Confidence in anti-vax theories has weakened herd immunity. Faith in Q-Anon conspiracy theories triggered insurrection. Disasters flow from gullible beliefs in fake Covid-19 cures, Madoff pyramid schemes, Russian claims of Ukrainian Nazis, and the Big Lie denying President Biden's legitimate election.

    Trustworthiness involves an informal social contract by which principals authorize agents to act on their behalf in the expectation that they will fulfill their responsibilities with competency, integrity, and impartiality, despite conditions of risk and uncertainty. Skeptical judgments reflect reasonably accurate and informed predictions about agents' future actions based on their past performance and guardrails deterring dishonesty, mendacity, and corruption. We should trust but verify. Unfortunately, assessments are commonly flawed. Both cynical beliefs (underestimating performance) and credulous faith (over-estimating performance) involve erroneous judgements reflecting cultural biases, poor cognitive skills, and information echo chambers. These conclusions draw on new evidence from the European Values Survey/World Values Survey conducted among over 650,000 respondents in more than 100 societies over four decades.

    In Praise of Skepticism warns that an excess of credulous trust poses serious and hitherto unrecognized risks in a world full of seductive demagogues playing on our insecurities, lying swindlers exploiting our greed, and silver-tongued conspiracy theorists manipulating our darkest fears.

    Democracy in Hard Places
    Mainwaring, Scott, and Tarek Masoud. 2022. Democracy in Hard Places. Oxford University Press. Learn more on the publisher's site Abstract

    Scott Mainwaring and Tarek Masoud, August 2022 

    The last fifteen years have witnessed a "democratic recession." Democracies previously thought to be well-established--Hungary, Poland, Brazil, and even the United States--have been threatened by the rise of ultra-nationalist and populist leaders who pay lip-service to the will of the people while daily undermining the freedom and pluralism that are the foundations of democratic governance. The possibility of democratic collapse where we least expected it has added new urgency to the age-old inquiry into how democracy, once attained, can be made to last.

    In Democracy in Hard Places, Scott Mainwaring and Tarek Masoud bring together a distinguished cast of contributors to illustrate how democracies around the world continue to survive even in an age of democratic decline. Collectively, they argue that we can learn much from democratic survivals that were just as unexpected as the democratic erosions that have occurred in some corners of the developed world. Just as social scientists long believed that well-established, Western, educated, industrialized, and rich democracies were immortal, so too did they assign little chance of democracy to countries that lacked these characteristics. And yet, in defiance of decades of social science wisdom, many countries that were bereft of these hypothesized enabling conditions for democracy not only achieved it, but maintained it year after year. How does democracy persist in countries that are ethnically heterogenous, wracked by economic crisis, and plagued by state weakness? What is the secret of democratic longevity in hard places?

    This book--the first to date to systematically examine the survival persistence of unlikely democracies--presents nine case studies in which democracy emerged and survived against the odds. Adopting a comparative, cross-regional perspective, the authors derive lessons about what makes democracy stick despite tumult and crisis, economic underdevelopment, ethnolinguistic fragmentation, and chronic institutional weakness. By bringing these cases into dialogue with each other, Mainwaring and Masoud derive powerful theoretical lessons for how democracy can be built and maintained in places where dominant social science theories would cause us to least expect it.

    Growing Fairly: How to Build Opportunity and Equity in Workforce Development
    Goldsmith, Stephen, and Kate Markin Coleman. 2022. Growing Fairly: How to Build Opportunity and Equity in Workforce Development. Brookings Institution Press. Learn more on the publisher's site Abstract

    Stephen Goldsmith and Kate Markin Coleman, February 2022  

    The labor market in the United States faces seemingly contradictory challenges: Many employers have trouble finding qualified applicants for current and future jobs, while millions of Americans are out of work or are underemployed—their paths to living-wage jobs blocked by systemic barriers or lack of adequate skills.

    Growing Fairly offers workforce development reforms that meet the needs of both workers and employers. Based on the experiences of hundreds of leaders and workers, the authors set out ten principles for designing a more effective and equitable system that helps workers obtain the skills necessary for economic mobility.

    The principles outlined in the book argue for a more comprehensive view of the skilling needs of current and prospective workers. They spell out the attributes of effective programs and make the case for skill-based hiring, widely distributed performance data, and collaboration. The book emphasizes the importance of local action to overcome the structural barriers that challenge even the most determined would-be learners. Growing Fairly shows cross sector leaders how to work across organizational boundaries to change the trajectory of individuals struggling to make a living wage.

    This is not a book of untested theories. Instead, it is written by practitioners for practitioners. Much of it is told through the voices of those who run programs and people who have taken advantage of them. While the issues the book addresses are profound, its take on the subject is optimistic.

    Between them, the authors have spent decades searching out and supporting effective practices. Even more critically, they have learned how to knit competing agencies and organizations into cohesive systems with coordinated missions. Their practical ideas will benefit a wide range of readers, from practitioners in the field to students and scholars of the American labor system.

    From Rebel to Ruler: One Hundred Years of the Chinese Communist Party

    Tony Saich, July 2021 

    Mao Zedong and the twelve other young men who founded the Chinese Communist Party in 1921 could hardly have imagined that less than thirty years later they would be rulers. On its hundredth anniversary, the party remains in command, leading a nation primed for global dominance.

    Tony Saich tells the authoritative, comprehensive story of the Chinese Communist Party—its rise to power against incredible odds, its struggle to consolidate rule and overcome self-inflicted disasters, and its thriving amid other communist parties’ collapse. Saich argues that the brutal Japanese invasion in the 1930s actually helped the party. As the Communists retreated into the countryside, they established themselves as the populist, grassroots alternative to the Nationalists, gaining the support they would need to triumph in the civil war. Once in power, however, the Communists faced the difficult task of learning how to rule. Saich examines the devastating economic consequences of Mao’s Great Leap Forward and the political chaos of the Cultural Revolution, as well as the party’s rebound under Deng Xiaoping’s reforms.

    Leninist systems are thought to be rigid, yet the Chinese Communist Party has proved adaptable. From Rebel to Ruler shows that the party owes its endurance to its flexibility. But is it nimble enough to realize Xi Jinping’s “China Dream”? Challenges are multiplying, as the growing middle class makes new demands on the state and the ideological retreat from communism draws the party further from its revolutionary roots. The legacy of the party may be secure, but its future is anything but guaranteed.

    The Judicial Tug of War
    Sen, Maya, and Adam Bonica. 2020. The Judicial Tug of War. Cambridge University Press. Visit Publisher's Site Abstract

    Maya Sen and Adam Bonica, Cambridge University Press, December 2020 

    Why have conservatives decried 'activist judges'? And why have liberals - and America's powerful legal establishment - emphasized qualifications and experience over ideology? This transformative text tackles these questions with a new framework for thinking about the nation's courts, 'the judicial tug of war', which not only explains current political clashes over America's courts, but also powerfully predicts the composition of courts moving forward. As the text demonstrates through novel quantitative analyses, a greater ideological rift between politicians and legal elites leads politicians to adopt measures that put ideology and politics front and center - for example, judicial elections. On the other hand, ideological closeness between politicians and the legal establishment leads legal elites to have significant influence on the selection of judges. Ultimately, the judicial tug of war makes one point clear: for good or bad, politics are critical to how judges are selected and whose interests they ultimately represent.

    Authoritarian Police in Democracy: Contested Security in Latin America

    Yanilda María González, Cambridge University Press, November 2020 

    In countries around the world, from the United States to the Philippines to Chile, police forces are at the center of social unrest and debates about democracy and rule of law. This book examines the persistence of authoritarian policing in Latin America to explain why police violence and malfeasance remain pervasive decades after democratization. It also examines the conditions under which reform can occur. Drawing on rich comparative analysis and evidence from Brazil, Argentina, and Colombia, the book opens up the 'black box' of police bureaucracies to show how police forces exert power and cultivate relationships with politicians, as well as how social inequality impedes change. González shows that authoritarian policing persists not in spite of democracy but in part because of democratic processes and public demand. When societal preferences over the distribution of security and coercion are fragmented along existing social cleavages, politicians possess few incentives to enact reform.

    Lynching and Local Justice: Legitimacy and Accountability in Weak States
    Cohen, Dara Kay, and Danielle F. Jung. 2020. Lynching and Local Justice: Legitimacy and Accountability in Weak States. Cambridge University Press. Learn more on the publisher's site Abstract

    Dara Kay Cohen and Danielle F. Jung, Cambridge University Press, September 2020 

    What are the social and political consequences of poor state governance and low state legitimacy? Under what conditions does lynching – lethal, extralegal group violence to punish offenses to the community – become an acceptable practice? We argue lynching emerges when neither the state nor its challengers have a monopoly over legitimate authority. When authority is contested or ambiguous, mass punishment for transgressions can emerge that is public, brutal, and requires broad participation. Using new cross-national data, we demonstrate lynching is a persistent problem in dozens of countries over the last four decades. Drawing on original survey and interview data from Haiti and South Africa, we show how lynching emerges and becomes accepted. Specifically, support for lynching most likely occurs in one of three conditions: when states fail to provide governance, when non-state actors provide social services, or when neighbors must rely on self-help.

    Why Do We Still Have the Electoral College?

    Alexander Keyssar, Harvard University Press, July 2020

    With every presidential election, Americans puzzle over the peculiar mechanism of the Electoral College. The author of the Pulitzer finalist The Right to Vote explains the enduring problem of this controversial institution.

    Every four years, millions of Americans wonder why they choose their presidents through the Electoral College, an arcane institution that permits the loser of the popular vote to become president and narrows campaigns to swing states. Most Americans have long preferred a national popular vote, and Congress has attempted on many occasions to alter or scuttle the Electoral College. Several of these efforts—one as recently as 1970—came very close to winning approval. Yet this controversial system remains.

    Finding Allies and Making Revolution

    Tony Saich, Brill, February 2020 

    What does a Dutchman have to do with the rise of the Chinese Communist Party? Finding Allies and Making Revolution by Tony Saich reveals how Henk Sneevliet (alias Maring), arriving as Lenin’s choice for China work, provided the communists with two of their most enduring legacies: the idea of a Leninist party and the tactic of the united front. Sneevliet strived to instill discipline and structure for the left-leaning intellectuals searching for a solution to China’s humiliation. He was not an easy man and clashed with the Chinese comrades and his masters in Moscow. This new analysis is based on Sneevliet’s diaries and reports, together with contemporary materials from key Chinese figures, and important documents held in the Comintern’s China archive.

    Watch a video introduction to the book 

    The Hidden Face of Rights

    Kathryn Sikkink, Yale University Press, January 2020 

    When we debate questions in international law, politics, and justice, we often use the language of rights—and far less often the language of responsibilities. Human rights scholars and activists talk about state responsibility for rights, but they do not articulate clear norms about other actors’ obligations. In this book, Kathryn Sikkink argues that we cannot truly implement human rights unless we also recognize and practice the corresponding human responsibilities.
     
    Focusing on five areas—climate change, voting, digital privacy, freedom of speech, and sexual assault—and providing many examples of on-the-ground initiatives where people choose to embrace a close relationship between rights and responsibilities, Sikkink argues for the importance of responsibilities to any comprehensive understanding of political ethics and human rights.

    Legitimacy: The Right to Rule in a Wanton World
    Applbaum, Arthur Isak. 2019. Legitimacy: The Right to Rule in a Wanton World. Harvard University Press. Visit Publisher's Site Abstract

    Arthur Applbaum, Harvard University Press, November 2019 

    What makes a government legitimate? The dominant view is that public officials have the right to rule us, even if they are unfair or unfit, as long as they gain power through procedures traceable to the consent of the governed. In this rigorous and timely study, Arthur Isak Applbaum argues that adherence to procedure is not enough: even a properly chosen government does not rule legitimately if it fails to protect basic rights, to treat its citizens as political equals, or to act coherently.

    Cultural Backlash: Trump, Brexit, and Authoritarian Populism
    Norris, Pippa, and Ronald Inglehart. 2019. Cultural Backlash: Trump, Brexit, and Authoritarian Populism. Cambridge University Press. Visit Publisher's Site Abstract

    Pippa Norris and Ronald Inglehart, Cambridge University Press, February 2019

    Authoritarian populist parties have advanced in many countries, and entered government in states as diverse as Austria, Italy, the Netherlands, Poland, and Switzerland. Even small parties can still shift the policy agenda, as demonstrated by UKIP's role in catalyzing Brexit. Drawing on new evidence, this book advances a general theory why the silent revolution in values triggered a backlash fuelling support for Authoritarian-Populist parties and leaders in the US and Europe. The conclusion highlights the dangers of this development and what could be done to mitigate the risks to liberal democracy.

    Public Value: Deepening, Enriching, and Broadening the Theory and Practice
    Lindgreen, Adam, Nicole Koenig-Lewis, Martin Kitchener, John D. Brewer, Mark H. Moore, and Timo Meynhardt. 2019. Public Value: Deepening, Enriching, and Broadening the Theory and Practice. Routledge. Visit Publisher's Site Abstract

    Adam Lindgreen, Nicole Koenig-Lewis, Martin Kitchener, John D. Brewer, Mark H. Moore, and Timo Meynhardt, Routledge, 2019 

    Over the last 10 years, the concept of value has emerged in both business and public life as part of an important process of measuring, benchmarking, and assuring the resources we invest and the outcomes we generate from our activities. In the context of public life, value is an important measure on the contribution to business and social good of activities for which strict financial measures are either inappropriate or fundamentally unsound.

    Alan Brinkley: A Life in History
    Greenberg, David, Moshik Temkin, and Mason B. Williams. 2019. Alan Brinkley: A Life in History. Visit Publisher's Site Abstract

    David Greenberg, Moshik Temkin, and Mason B. Williams; Columbia University Press; January 2019

    Few American historians of his generation have had as much influence in both the academic and popular realms as Alan Brinkley. His debut work, the National Book Award–winning Voices of Protest, launched a storied career that considered the full spectrum of American political life. His books give serious and original treatments of populist dissent, the role of mass media, the struggles of liberalism and conservatism, and the powers and limits of the presidency. A longtime professor at Harvard University and Columbia University, Brinkley has shaped the field of U.S. history for generations of students through his textbooks and his mentorship of some of today’s foremost historians. Alan Brinkley: A Life in History brings together essays on his major works and ideas, as well as personal reminiscences from leading historians and thinkers beyond the academy whom Brinkley collaborated with, befriended, and influenced. 

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