Publications

    Kalt, Joseph P. 2022. “American Indian Self-Determination Through Self-Governance: The Only Policy That Has Ever Worked.” The Alyce Spotted Bear and Walter Soboleff Commission on Native Children. View full testimony here Abstract

    In testimony before the Alyce Spotted Bear and Walter Soboleff Commission on Native Children on December 15, 2022, Joseph Kalt, Ford Foundation Professor of International Political Economy, Emeritus testified about the importance that American Indian self-determination has played in helping spark a remarkable period of economic growth across a broad swath of Indian Country.

    Kalt, who serves as the co-director of the Harvard Project on American Indian Economic Development at Harvard Kennedy School delivered a detailed set of findings outlining how the expansion of the responsibilities and capacities of tribal governments have resulted in a remarkable period of economic growth over the past thirty years. “The onset of tribal self-determination through self-government in the late 1980s ushered in the only policy that has ever worked to improve economic and social conditions in Indian Country,” said Kalt in his remarks before the commission.

     

    Economic and Social Impacts of Restrictions on the Applicability of Federal Indian Policies to the Wabanaki Nations in Maine

    Joseph Kalt, Amy Besaw Medford, and Jonathan B. Taylor, December 2022 

    For at least the last several decades, federal Indian policy in the US has supported tribal self-determination through tribal self-government. The results have been (1) remarkable economic growth across most of Indian Country, and (2) concomitant expansions of the responsibilities and capacities of tribal governments. Hundreds of tribes across the other Lower 48 states now routinely serve their citizens with the full array of governmental functions and services that we expect from non-Indian state and local governments in the US, and increasing numbers of tribes are the economic engines of their regions.

    Unique to Maine, the federal Maine Indian Claims Settlement Act of 1980 (MICSA) empowers the state government to block the applicability of federal Indian policy in Maine. As a result, the development of the Wabanaki Nations’ economies and governmental capacities have been stunted. Today, all four of the tribes in Maine—Maliseet, Mi’kmaq, Passamaquoddy, and Penobscot—are stark economic underperformers relative to the other tribes in the Lower 48 states.

    The subjugation of the Wabanaki Nation’s self-governing capacities is blocking economic development to the detriment of both tribal and nontribal citizens, alike. For the tribal citizens of Maine held down by MICSA’s restrictions, loosening or removing those restrictions offers them little in the way of downside risks and much in the way of upside payoffs.

    Importantly, we find in this study that “nowhere to go but up” also applies to the Maine state government and Maine’s non-tribal citizens. From case after case, the pattern that has emerged under federal policies of tribal self-determination through self-government is one in which tribal economic development spills over positively into neighboring non-tribal communities and improves the abilities of state and local governments to serve their citizens. As is the case with any neighboring governments, conflicts can arise between tribal and non-tribal governments. The overall experience outside of Maine in this regard has been that increasingly capable tribal governments improve state-tribal relations by enabling both parties to come to the table with mature capacities to cooperate. Against these upside prospects is a status quo in which all sides leave economic opportunities on the table and ongoing cycles of intergovernmental conflict, litigation, recrimination, and mistrust continue.

    Considerations for Federal and State Landback
    Jorgensen, Miriam, and Laura Taylor. 2022. “Considerations for Federal and State Landback”. Read the full report Abstract

    Miriam Jorgensen and Laura Taylor, October 2022 

    This policy brief showcases how geographic information system (GIS) techniques can be used to identify public and/or protected land in relation to current and historic reservation boundaries, and presents maps showcasing the scope of landback opportunities.

    These lands include federal- or state-owned or managed land within current external reservation boundaries; within former reservation boundaries; near or abutting current reservation land; and protected areas designated for conservation management (which can include land held in fee).

    The sentiment to give all U.S. national park landback to the stewardship of Indigenous Peoples is gaining momentum. These areas indeed may provide a cohesive set of initial opportunities towards that aim, and can lean on management or co-management agreements in strategic areas that present win-win solutions for both public agencies and American Indian nations in expanding their footprint.

    While historically the laws that diminished reservations were intended to create opportunities for private ownership and settlement by non-Indigenous people, it is in fact the case that, 140 years later, six federal agencies currently manage approximately one-third the land that had been within former reservation boundaries.

    A quarter of land just outside of present-day reservation boundaries (within a 10-mile buffer) is managed by one of six federal agencies, largely made up of the Bureau of Land Management (11%) and the Forest Service (11%).

    Identifying where these parcels are, especially in relation to current or former reservation land, is a powerful first step for tribes and government agencies to begin to develop strategies for landback. Making this information more accessible will help streamline the process.

    Assessing the U.S. Treasury Department’s Allocations of Funding for Tribal Governments under the American Rescue Plan Act of 2021

    Eric C. Henson, Miriam R. Jorgensen, Joseph P. Kalt, & Isabelle G. Leonaitis; November 2021  

    The American Rescue Plan Act of 2021 (“the Act” or “ARPA”) has resulted in the single largest infusion of federal funding for Native America in U.S. history. The core of this funding is $20 billion for the more than 570 federally recognized American Indian and Alaska Native tribal governments. As required by the Act, the Department of the Treasury (“Treasury” or “the Department”) devised and has now implemented a formula for allocating these monies. In this report, the authors find that the allocations that have been made are grossly inequitable and contrary to the policy objectives of Congress, the Biden Administration, and the Treasury Department itself.

     

    This study uses publicly available information to estimate enrollment and employment counts for tribes. These figures are only estimates created for the express purpose of analyzing the appropriateness of the US Department of the Treasury’s American Rescue Plan Act allocations. Our estimates have not and cannot be verified against actual enrollment or employment data submitted to the Department of Treasury by each tribe.  We believe the estimates are as accurate as possible and reliable for the purpose of assessing the relative positions of tribes under Treasury’s ARPA allocations, but should not be extracted and used as accurate for any individual tribe or for any purpose other than how they are used here.

     

    Federal COVID‐19 Response Funding for Tribal Governments: Lessons from the CARES Act
    Henson, Eric C., Megan M. Hill, Miriam R. Jorgensen, and Joseph P. Kalt. 2021. “Federal COVID‐19 Response Funding for Tribal Governments: Lessons from the CARES Act”. Read the full report Abstract

    The federal response to the COVID19 pandemic has played out in varied ways over the past several months. For Native nations, the CARES Act (i.e., the Coronavirus Aid, Relief, and Economic Security Act) has been the most prominent component of this response to date. Title V of the Act earmarked $8 billion for tribes and was allocated in two rounds, with many disbursements taking place in May and June of this year.

    This federal response has been critical for many tribes because of the lower socioeconomic starting points for their community members as compared to nonIndians. Even before the pandemic, the average income of a reservationresident Native American household was barely half that of the average U.S. household. Low average incomes, chronically high unemployment rates, and dilapidated or nonexistent infrastructure are persistent challenges for tribal communities and tribal leaders. Layering extremely high coronavirus incidence rates (and the effective closure of many tribal nations’ entire economies2) on top of these already challenging circumstances presented tribal governments with a host of new concerns. In other words, at the same time tribal governments’ primary resources were decimated (i.e., the earnings of tribal governmental gaming and nongaming enterprises dried up), the demands on tribes increased. They needed these resources to fight the pandemic and to continue to meet the needs of tribal citizens.

    Emerging Stronger than Before: Guidelines for the Federal Role in American Indian and Alaska Native Tribes’ Recovery from the COVID‐19 Pandemic

    The COVID‐19 pandemic has wrought havoc in Indian Country. While the American people as a whole have borne extreme pain and suffering, and the transition back to “normal” will be drawn out and difficult, the First Peoples of America arguably have suffered the most severe and most negative consequences of all. The highest rates of positive COVID‐19 cases have been found among American Indian tribes, but that is only part of the story.

    Even before the pandemic, the average household income for Native Americans living on Indian reservations was barely half the U.S. average. Then the pandemic effectively shut down the economies of many tribal nations. In the process, tribal governments’ primary sources of the funding – which are needed to fight the pandemic and to meet citizens’ needs – have been decimated.

    As with the rest of the U.S., emergency and interim support from the CARES Act and other federal measures have helped to dampen the social and economic harm of the COVID‐19 crisis in Indian Country. Yet this assistance has come to the country’s 574 federally recognized Indian tribes with litigation‐driven delay and counterproductive strings attached, and against a pre‐ pandemic background characterized by federal government underfunding and neglect – especially as compared to the funding provided and attention paid to state and local governments.

    Recommendations for Allocation and Administration of American Rescue Plan Act Funding for American Indian Tribal Governments

    Eric C. Henson, Megan Hill, Miriam R. Jorgensen, and Joseph P. Kalt; April 2021

    The American Rescue Plan Act (ARPA) provides the largest infusion of federal funding for Indian Country in the history of the United States. More than $32 billion dollars is directed toward assisting American Indian nations and communities as they work to end and recover from the devastating COVID19 pandemic – which was made worse in Indian Country precisely because such funding is long overdue.

    In this policy brief, we set out recommendations which we hope will promote the wise and productive allocation of ARPA funds to the nation’s 574 federally recognized American Indian tribes. We see ARPA as a potential “Marshall Plan” for the revitalization of Indian nations. The Act holds the promise of materially remedying at least some of the gross, documented, and long-standing underfunding of federal obligations and responsibilities in Indian Country. Yet, fulfilling that promise requires that the federal government expeditiously and wisely allocate ARPA funds to tribes, and that tribes efficiently and effectively deploy those funds to maximize their positive impacts on tribal communities.

    Eric C. Henson, Megan M. Hill, Miriam R. Jorgensen & Joseph P. Kalt; July 2020 

    In this policy brief, we offer guidelines for federal policy reform that can fulfill the United States’ trust responsibility to tribes, adhere to the deepest principles of self‐governance upon which the country is founded, respect and build the governing capacities of tribes, and in the process, enable tribal nations to emerge from this pandemic stronger than they were before. We believe that the most‐needed federal actions are an expansion of tribal control over tribal affairs and territories and increased funding for key investments in tribal communities. 

    Randall K.Q. Akee, Eric C. Henson, Miriam R. Jorgensen, and Joseph P. Kalt; May 2020 

    This study dissects the US Department of the Treasury’s formula for distributing first-round CARES Act funds to Indian Country. The Department has indicated that its formula is intended to allocate relief funds based on tribes’ populations, but the research team behind this report finds that Treasury has employed a population data series that produces arbitrary and capricious “over-” and “under-representations” of tribes’ enrolled citizens.

    Policy Memo Regarding the Allocation of COVID-19 Response Funds to American Indian Nations
    Akee, Randall K.Q., Joseph P. Kalt, Eric C. Henson, and Miriam Jorgenson. 2020. “Policy Memo Regarding the Allocation of COVID-19 Response Funds to American Indian Nations”. Read the full memo text Abstract

    The COVID-19 crisis poses an immediate threat to three decades of improvement in economic conditions across Indian Country. Federal policies of tribal self-determination through self government have gradually, if unevenly, allowed economic development to take hold in Indian County. Nevertheless, the poverty gap for American Indians is large and hard to close. American Indian/Alaska Native household incomes remain barely half that of the typical household in the US. Tribes now routinely undertake and self-fund the full array of basic governmental services – from law enforcement and public safety to social services and educational support – that we expect any state or local government to provide.

    Tribes lack the traditional tax bases enjoyed by state and local governments. Tribal enterprise revenues – both gaming and non-gaming – are tribes’ effective tax bases. Prior to the total shutdown of their casinos, tribes’ gaming enterprises alone were channeling more than $12.5 billion per year into tribal government programs and services . No tribal casinos are operating at this time. The same applies to many non-gaming enterprises and many tribal government programs. The COVID-19 crisis is devastating tribes’ abilities to fund their provision of basic governmental services and forcing tribes to make painful decisions to lay off employees, drop workers’ insurance coverage, deplete assets, and/or take on more debt.